Wednesday , March 29 2023

Emirates NBD Walk in Interview 2023 – Compliance Officer Required

Website Emirates NBD

Job Description:

Support the Compliance Manager in the timely and ongoing monitoring review, review of new products/ funds and Collate key required information for reporting purposes and ensure timely and accurate submission. Provide back-up support to staff on leave. Provide support during audits and ad hoc projects.

Job Responsibilities:

  • Support the manager in reviewing new products identified by CIO office from a Compliance perspective before being submitted to the Wealth Management Investment Committee.
  • Support the Manager and Head of Compliance to review the Compliance Monitoring Framework and identifying further monitoring needs and improvements existing monitoring plan / process. Additionally, to ensure the Compliance Monitoring Framework remains robust.
  • Preparing reports for relevant Senior Management to consider based on findings identified with regard to monitoring activity detailed above. Ensuring issues are followed through to acceptable conclusion for remediation / regularization.
  • Support the manager in conducting scheduled reviews of WM investment activity in line with Regulatory requirements and internal Policies and Procedures.

Qualification & Experience:

  • The incumbent will have a degree education as minimum, preferably a post graduate qualification
  • Compliance qualifications from an internationally recognized body is desirable like ACAMS, International Compliance Association certifications / diploma, etc.

Job Details:

Company: Emirates NBD

Vacancy Type: Full Time

Job Location: Dubai, United Arab Emirates

Application Deadline: N/A

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